Our client, an international firm, is looking for an AML/CFT advisory individual to join the FCC team. You will be directly supporting the MLRO of the firm, under the guidance of a knowledgeable and skillful compliance manager. This role would expose you to fixed income products, covering AML related responsibilities.
Responsibilities:
- Provide expert AML/CFT advice to Wealth Management and Institutional Businesses.
- Support the MLRO in overseeing Mizuho's FCC program to ensure compliance with applicable laws, regulations, and internal policies.
- Assist the MLRO in addressing audit/inspection matters and responding to regulatory inquiries.
- Monitor regulatory developments relevant to Mizuho Securities and conduct gap analysis.
- Conduct compliance reviews as per the FCC work program.
- Deliver timely and high-quality advisory support to internal stakeholders.
- Offer clear, coherent, and consistent FCC advice, interpretations, and recommendations on regulations, policies, products, and business initiatives.
- Establish, review, and update internal policies and procedures to meet regulatory standards.
- Support MLRO in conducting the Enterprise-Wide Risk Assessment exercise.
- Collaborate with other members of the Compliance function as needed.
Skills and Qualifications:
- Degree or professional qualification in accounting, business, law, or related field.
- Minimum 5 years of experience in Financial Crime Compliance within Private Banking/Wealth Management.
- Proficient knowledge of MAS AML Notices & Guidelines, FATF Recommendations, and industry practices.
- Excellent communication skills with the ability to articulate issues, solutions, and rationales diplomatically.
- Strong judgment and problem-solving abilities, focused on implementing effective control and compliance processes.
- Ideally proficient in MS Office (Excel and PowerPoint).
Additional Information:
This role seeks individuals with a strong background in providing AML advisory services within the private banking sector.
