Job Description:
As part of the Regional Compliance team to be responsible for Singapore and Asia Region compliance on conflict check advisory, adherence to local and Tokyo regulations & internal policies as well as to act as a Liaison Officer between Singapore and Tokyo office on compliance initiatives / projects.
· Ensure the business units conduct their businesses in compliance with the rules of regulators and exchanges;
· Give appropriate and professional independent compliance advice to the business units as required.
· Monitor regulatory change developments and their potential impact on businesses in Singapore, including performing gap analysis and providing compliance advisory to local and Tokyo stakeholders
· To provide compliance awareness training particularly to Japanese expatriates on compliance related topics including thematic issues.
· To provide regular updates to Regional & Tokyo Compliance teams on Singapore Compliance activities and developments.
Job Requirements:
• Bachelor’s degree
• Minimum 8 – 10 years of working experience in financial institution / securities firm
• Working experience in Risk Management and handling regional projects are added advantages
• Good understanding and working knowledge of capital market products including fixed income and equities
• Proficiency in written and spoken Japanese language is required for daily communication and reporting to Tokyo
• Strong interpersonal & communication skills to interact and negotiate with key stakeholders.
