Responsibilities:
- Provide research clearances for Research Department (against research blackout list)
- Maintain greylists and blackout lists in the PIP System
- Process staff's trade applications
- Handle staff's general enquiries relating to Staff Trading Policy, Client’s Walls Policy, and Conflict Management Policy
- Perform user acceptance testing for new PIP System
Requirement:
- Bachelor’s degree in Banking, Finance or in any related majors
- At least 1-2 years of experience in Compliance role in Banking Industry.
- Good to have knowledge in trade applications, processing etc.
- Must be meticulous with keen eye for details
- Able to work in a fast paced environment.
Interested Applicants, please email your resume to [email protected] (R1441955), stating the position as the subject title in the email. All Applications will be handled with strict confidentiality
