About this role:
We are looking for a Know-Your-Client (KYC) Executive (also known as Competency Executive internally) who will be part of the Distribution team to validate KYC submissions by our Financial Consultant to ensure it is in line with regulatory expectations and internal guidelines.
Responsibilities:
- Check and Validate Know-Your-Client submissions by consultants
- Support team managers and develop the regulated skills and competencies of the financial consultants
- Ensure effective governance and suitability standards are met at all times, with consultants consistently meeting fiduciary and regulatory expectations
- Ensure client interactions are appropriate at all times, and reflected in a high quality of record-keeping and service standards
- Train consultants and ensure they comply with Fair Dealing as well as training and development requirements
- Assist in project management and coordinate events aligned with core activities of the company
Requirements:
- At least 21 years of age due to MAS FAA requirement
- Minimum Diploma holder in any field of studies (subject to MAS FAA tertiary requirements)
- Outstanding interpersonal and communication skills and able to quickly form positive working relationship with others
- At least 1 year sales experience in financial sales preferred
- Having CMFAS paper M5, M9, M9a, HI, M8, M8a preferred
