Job Description
- Keep abreast with regulatory changes, and assist the Compliance Manager in managing, monitoring, and reporting new regulatory changes to local Management and Head Office.
- Updating of local SOPs to comply with current/new regulatory requirements.
- Perform periodic compliance reviews and/or testing for compliance monitoring purposes of policies and procedures.
- Review and validate the quality of the Customer Due Diligence (CDD) and Know Your Customer (KYC) information on the bank's customers, in line with policies, at onboarding and periodic reviews.
- Provide advice to relevant business and support functions on compliance, KYC/CDD issues.
- Other ad-hoc tasks and projects as assigned by the Compliance Manager.
Requirements
- A recognized University Degree.
- Experience in KYC/client onboarding/periodic review role.
- Meticulous and detail oriented.
- Possess strong analytical, written, and verbal communication skills.
- Proficiency in Mandarin is an advantage as the role requires some understanding of documents in Mandarin from Head Office.
- Previous experience working in Banks will be an added advantage.
