Key Responsibilites
- Perform new account & KYC periodic review and approval
- Ensure that the Front Office in in compliance to the AML/KYC and CDD requirements set internally and externally
- Assist in the review and gap analysis of MAS & HKMA onsultation papers and new regulations
- Assist in handling of internal, external and regulatory audits
- Perform in depth review of any potential AML/CFT related issues identify by LCD
- As as a liaison party between marketing and internal stakeholders particularly Risk, Credit & LCD
- Assist in the monitoring of irregular transaction
- Provide training to the Front Office on any new/ revised internal G&P and external regulations
- Perform any other ad-hoc duties assigned by Supervisor
Knowledge & skillsets
- Knowledge and experience with AML/KYC issues and reviews
- Knowledge and experience with Market and Sales & Suitability Abuses
- Excellent communication and interpersonal skills to work as a team player
- Able to work independently with minimal supervision
- Meticulous and keen eye for details
- Able to work with different stakeholders to investigate alerts/ exceptions and recommend improvements
- Working knowledge of MAS HKMA regulations
