Compliance Manager (Securities/ Brokerage, Attractive Remuneration, SFA/FAA)
Job Responsibilities:
Execute, review and roll out relevant policies, procedures and processes to ensure compliance with SFA & FAA requirements. This encompasses aspects like FATCA/CRS/QI requirements, Business Continuity Planning (BCP), outsourcing, and more.
Ensure that the licensing requirements of the company and staff are aligned with...