about the company
Our client is a stable and longstanding Financial Institution wth a strong presence across Asia. They are looking to recruit a regulatory compliance specialist for their Wealth Management business.
about the job
- Perform monitoring and testing on topics such as employee Personal Account Dealing (PAD), Representatives Notification Framework (RNF) Register, Gifts & Entertainment (G&E), cross-border, email monitoring etc
- Monitor regulatory changes and ensure the company is operating in adherance to relevant regulations
- Support business, internal stakeholders and management in providing regulatory advisory where necessary
- Conduct quality assurance checks on Financial Crime Compliance processes and controls (e.g. Transaction Monitoring/ Sanctions/ KYC
- Design training materials and organise training sessions to educate all staff on compliance
- Assist with monthly/ quarterly compliance reporting to senior management
skills and experience required
- Bachelor's Degree from a reputable institution
- Minimum 4 years of relevant experience in compliance and/or compliance monitoring or assurance or testing experience ideally from a Private Wealth Management environment; regulatory compliance experience from Retail or Consumer Banking may be considered
- Good understanding of MAS regulations
- Excellent interpersonal and stakeholder management skills
To apply online please use the 'apply' function, alternatively you may contact Daniella Koh at daniella.koh'@'randstad.com.sg (EA: 94C3609/ R1655148)
